FINRA competitors

View the competitive landscape for FINRA, featuring companies like Cboe Global Markets, Nasdaq, and FCA. Mapping a different industry? Browse our competitor database or generate a competitor list for any company.

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FINRA

Government-authorized nonprofit organization overseeing United States broker-dealers and markets

finra.org

List of FINRA competitors

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    Cboe Global Markets

    Exchange operator providing trading solutions and market regulation services

    cboe.com
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    Nasdaq

    Global technology company managing stock exchanges and regulatory surveillance

    nasdaq.com
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    FCA

    Financial regulatory body governing conduct in the United Kingdom

    fca.org.uk
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    IIROC

    Canadian self-regulatory organization overseeing investment dealers and trading activity

    iiroc.ca
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    MSRB

    Self-regulatory organization governing the municipal securities market

    msrb.org
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    NFA

    Self-regulatory organization for the United States derivatives industry

    nfa.futures.org
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    NYSE

    Equities exchange operator providing listing and market oversight services

    nyse.com
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    ASIC

    Australian integrated corporate, markets, and financial services regulator

    asic.gov.au
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    SEC

    Federal agency protecting investors and maintaining fair securities markets

    sec.gov
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    CFTC

    Government agency regulating the United States derivatives markets

    cftc.gov
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